A Guide to
Open Meetings
a publication of the League of Women Voters of Massachusetts
Written for the League by Mary Adelstein and revised in 1996 by the author and Lynn Cohen
Copyright © 1996 by the League of Women Voters of Massachusetts
"All power residing originally in the people, and being
derived from them, the several magistrates and officers of the government vested with
authority, whether legislative, executive or judicial, are their substitutes and agents,
and are at all times accountable to them."
--Massachusetts Constitution,
Declaration of Rights, Article V
Acknowledgements
The writers are in debt to the many peopleLeague leaders, public officials, and
members of the presswhose recollected experiences are generalized in this document.
We are grateful for the scrutiny and advice of Worchester District Attorney John J. Conte
and his staff.
Table of Contents
Introduction
General Provisions
of the Massachusetts Open Meeting Law
Where the Law Applies
Notice Requirements
Meetings Open to Any Person
Exceptional Meetings
Minutes and Other Public Records
Voting
The Process for Using Executive
Session
Reasons for Executive Session
Consideration of
Reputation, Character, and Health
Firing and Disciplinary Action
Litigation Strategy
Collective Bargaining
Security Measures
Investigation of Criminal Complaints
Purchase or Lease of Real Estate
Other Laws
Screening Applicants for Employment
Mediation of Disputes
Closed Meetings as an Option
Not a Requirement
Records of Closed Sessions
How to Complain About Violations
When to Complain About Violations
Heading Off Trouble
Where Problems Arise
Enforcement and Sanctions
Implementing the Letter and Spirit
Appendix: Open Meeting Law for
Municipalities
Appendix: List of County District Attorneys
Additional information
Introduction
The degree to which a government is open is a measure of the strength of its democracy.
Open meeting laws are important instruments for doing the people's business in public.
Open meetings increase public understanding of governmental actions; they make officials,
both elected and appointed, accountable to the public for the actions they take; they
foster a free press that is freely able to acquire information without currying favor; and
they improve procedural and record-keeping standards of governmental bodies.
The sunshine laws, of which the open meeting laws are a part, are largely a development
of the 1970s. There had been laws relating to open government in the past, but the lessons
of Watergate prompted a spate of open meeting laws that seek to make officials accountable
for their actions. Today, every state has some sort of statute that requires open meetings
of governmental bodies.
The Massachusetts open meeting law was enacted in 1976. It replaced a much vaguer
statute passed 18 years earlier. The previous law was impotent because of its lack of
procedural standards and vaguely defined exemptions. Many modifications and refinements
have been added since 1976, generally written with a view toward making the law work
better. The Massachusetts law may be one of the most flexible, granting many exemptions
from the requirements to have open meetings.
The League of Women Voters supports this law. Our testimony promoted its passage.
During 1977, in conjunction with the Attorney
General's office, we monitored compliance with the law. Twenty years of experience
observing and participating in government have given us a perspective on how the open
meeting law works.
This practical guide should be of use as a reference to civic groups, the press,
officials, and the public. The guide's description of how the law works and how it can be
made to work better should not take the place of legal advice.
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General Provisions
of the Massachusetts Open Meeting Law
The Massachusetts statute has three distinct parts: (1) Chapter 30A,
Sections IIA, IIA-1/2, 11B, and IIC; (2) Chapter 34, Section 9; and (3) Chapter 39, Sections
23A, 23B, and 23C of the General Laws of
Massachusetts. These different chapters apply at the state, county, and local levels,
respectively. Each begins: All meetings of a governmental body shall be open to the public
and any person shall be permitted to attend any meeting except as otherwise
provided
. Whether the law applies to the state, county, or local level, it
establishes procedures for notification of meetings, standards for keeping records of all
meetings, protections for individuals who may be the subject of a closed meeting, and
exclusive reasons for which a closed session may be held. At the state and county levels,
there are seven exclusive reasons for closed session; at the local level, there are two
more.
This discussion of the implementation of Massachusetts open meeting law focuses
primarily on the local law.
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Where the Law Applies
The open meeting law applies to every meeting of most governmental bodies. There are a
few public bodies that are exempt, and some for which the law's application may be
undetermined. The law covers nearly all governmental groups at the local and county
levels. The law makes it clear that town meetings are not considered to be governmental in
the sense of this statute. Town meetings have their own standards of notification and
record keeping, which can be found in state law, specific representative town meeting
acts, and town bylaws.
The open meeting law does not apply to the judicial
branch of government at any level. And it does not apply to administrative meetings of
government employees, such as the staff meeting of a school or library.
The General Court (state
legislature) and its committees and subcommittees are excluded from the open meeting law,
as is the Governor's Council.
Other state agencies in the executive branch, such as the Department of Social Services and the
Department of Mental Health, are not covered. State agencies, such as the Board of Registration in Medicine, are
covered by the law, but since much of their work is adjudicatory, they may declare in
advance that certain meetings, devoted exclusively to adjudicatory decisions, are closed.
Public authorities and charter schools that are receiving public funds are under the law.
Here are some indicators of when the law applies:
- The body is established by local ordinance, bylaw, or state law.
- The body can draw on public funds or has regulatory powers.
- The body is a subcommittee selected and delegated by a governmental body that is covered
by the open meeting.
Here are considerations that incline toward exclusion of a board from the law:
- The body is established by will or bequest of an individual.
- The body is a group appointed by a single administrator, i.e., a superintendent or
police chief, to advise on matters that are administrative responsibilities.
- The body has its own rules of governance established by pre-existing state law.
If there is a question whether the law applies, ask it. The best place for citizens to
inquire is the county district attorneys office (see appendix), or at the state level, the Attorney Generals office.
Members of local boards can consult town counsel to see if they are under the jurisdiction
of the open meeting law. Chances are, they are.
Even if the law does not apply, some boards voluntarily adopt the standards of the open
meeting law. Other governmental bodies, such as committees of the General Court, have their own rules
that govern public access. The public is not necessarily excluded from their
deliberations.
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Notice Requirements
Notice of all meetings, giving time, place, and name of the board, must be posted in a
central public location at least 48 hours before the time of the meeting. (Sundays and
holidays do not count.) Any change in the time or place of a meeting requires 48
hours advance notice.
Notices of meetings of state governmental bodies (including charter schools and
regional agencies) are filed both with the Secretary of the Commonwealth and
the Secretary for Administration and Finance.
Posting is in the hall outside room 373 at the State House. The posting of notices here is
not consistently reliable. The best way to check a posted notice is through the Rules and Regulations Office of
the Secretary of the Commonwealth, in the basement of One Ashburton Place, Boston,
(617) 727-2831. This office compiles a computerized list for their own records; the
list is currently not available on line. Interested observers should also be able
to apply directly to the agency involved for a schedule of meetings.
State agencies conducting studies that may affect a municipality are required to notify
the mayor or selectmen of meetings, to invite their participation, and to hold local
public hearings when requested to do so by the city or town.
Notices of county meetings must be posted at the county commissioners office.
All notices of meetings at the local level (including meetings of regional school
committees and school councils) must be filed with the city or town clerk and
posted in a given location. Usually the posting place is a bulletin board in the town
hall, or somewhere near the town clerk's office, preferably in a building that is open on
Saturdays.
Annual or semiannual schedules of meetings are acceptable as long as changes are posted
48 hours in advance of the meeting. Meetings may not begin in advance of the hour of
scheduled notice, and may not be postponed or adjourned to another date without proper
notice. In the case of emergencies- that is, sudden, unexpected occurrences that require
immediate action by the body-notice may be less than 48 hours. But as soon as an emergency
meeting is scheduled, notice must be posted. Although not required by law, it would be
appropriate to notify the press and other observers of an emergency meeting.
Notice requirements under the open meeting law are different from those for certain
public hearings. Many hearings mandated under state law, such as site assignments by the
board of health, or wetlands hearings by the conservation commission, must be advertised
in the local newspaper. The number of advertisements required and the time of publication
vary according to the specific requirements of state law for each type of activity.
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Meetings Open to Any Person
Any person means every person and particularly the press. If the meeting room is too
small, and provisions are not made for all observers to listen in another room, the
meeting is in violation of the law. Meetings that are described as open for an individual
but not for the press are not open meetings. Both sound recording and videotaping are
permitted, but these operations should not disrupt the meeting.
Handicapped access to open meetings has been established by a ruling of the Attorney General. All meetings need to
be wheelchair accessible and, with advance notice, sign language interpretation must be
provided.
Local boards should consider any person when choosing a meeting time and place. They
should try not to meet at remote locations or in private homes. They should not prolong a
meeting, delaying action on controversial matters until everyone else has left.
An open meeting does not mean open to comments and participation by the public. A
working meeting is for the participation of committee members. A hearing format provides
an opportunity for others to say something. Participation of observers is governed by the
committees rules, customs, and ultimately its chairperson.
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Exceptional Meetings
Any meeting at which a simple majority of the members are present to deliberate must be
open to the public. There are other sorts of meetings that can be excepted.
Members of a public body who meet by chance or on social occasions are not in violation
of the open meeting law. Field trips, and presumably conventions and workshops, are also
exempt. However, no chance or social meeting may be used to circumvent the requirement to
discuss and deliberate at a public meeting.
Closed cracker-barrel sessions, when a school committee or library board gets together
with staff for a free exchange of views, are not permitted. The law, however, does not
prohibit members of a governmental body from attending or sponsoring social occasions for
public employees. It does proscribe the holding of closed sessions organized for the
exchange of information.
Deliberation is considered to be any discussion that advances members of a board toward
a decision on a governmental matter, Hence, closed, no-quorum meetings or roundabout phone
calls to discuss a concern of the board are not proper. Members of the board should be
mindful that these conversations can be a way for one member to unduly influence the
outcome of a discussion. The deliberation and the decision can be altogether different
when considered by members together. Although it is difficult to prove that such closed
deliberations have taken place, many such complaints have been upheld. These complaints,
which come from the public, the press, and board members themselves, occur when decisions
are made without public discussion.
Occasionally a mayor or town manager calls members of governing boards to attend a
closed or unposted meeting with him/her. Such meetings can be illegal under the open
meeting law. Other arrangements, such as the mayor's inviting only one member of each
governing body, or the board's putting the executive and his/her concern on its agenda,
are preferable.
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Minutes and Other Public Records
The open meeting law requires that boards keep accurate minutes of meetings, and that
the minutes of meetings held in open session be available to the public. Minutes are open
to the public as soon as they are prepared, even if the board has not reviewed or approved
them.
At the very least, the minutes should contain the time, date, members present, subjects
discussed, and votes taken. Some boards make a taped record of meetings. These recordings
of open sessions are also part of the public record, and hence should be available for any
person to hear. Recordings do not substitute for minutes. There needs to be a written
record, formally adopted. (For information on minutes of closed sessions, see Records of Closed Sessions.)
The only part of the open meeting law that deals with public documents is the
requirement to keep minutes. All materials used at an open meeting, such as reports,
correspondence, and budgets, are generally public information, but these come under the
jurisdiction of the public records law. (See Massachusetts General Laws,
Chapter 4, Section 7 and Chapter 66, Section 10.) Even if the
documents are preliminary, they are still part of the public record; if they are
distributed, they do not have to be handed back.
In addition to materials used in open session, there are many agreements and contracts
negotiated in closed session which, when acted upon, become part of the public record.
Agreements to purchase real estate and union contracts fall into this category.
In general, all governmental documents are public, with certain exceptions. Those
exceptions are:
- material implicitly or explicitly exempted by law
- material relating solely to internal operation of the governmental unit
- personal information including certain personnel and medical files
- memos relating to policy positions that are being developed
- working notes of an individual
- investigatory information related to law enforcement
- trade secrets and commercial or financial information submitted with a promise of
confidentiality
- real estate appraisals for potential purchase or litigation
- lists of persons with gun permits
- library circulation records that include borrowers names
The keeper of the records, whether a town clerk or a board chairperson, must provide
the public document for inspection to any person who so requests. The keeper must respond
to requests made either verbally or by mail, and provide copies of the document. A nominal
fee (20¢ per page) can be charged. It is helpful if the requester knows the titles of the
documents and the specific information needed, but the keeper is obliged to assist in
specifying the documents needed. The keeper has 10 days in which to respond to a request;
a delay beyond this time is assumed to be a refusal.
If the request is refused, the requester can bring a complaint to the Supervisor of Public Records,
Office of the Secretary of the
Commonwealth, One Ashburton Place, Boston 02108, (617) 727-2832. The Office of the
Supervisor enforces the public records law. The attorneys there can answer telephone
inquiries and then make an investigation to determine whether the material requested is
part of the public record. If it is, the board will be ordered to provide it. If the
person who is keeper of the records refuses or fails to comply, the Supervisor may notify
the Attorney General, who may take
whatever measures necessary to insure compliance. The town clerk must keep a record of
where all local public documents are kept.
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Voting
Secret ballots are not allowed at open meetings. As a practical matter of
accountability, many official actions of a public body need a roll call vote in which each
member's vote is recorded. All votes, whether by roll call or by number, must be recorded
in the minutes. Every vote taken in closed session must be by roll call. Often a. board
will discuss a matter in closed session, then go into open session to vote it in order to
publicly validate the action taken. Straw votes by paper ballot have been declared
illegal, even at informal sessions.
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The Process for Using Executive
Session
The open meeting law requires that in order to hold an executive (closed) session, a
public body must first meet in an open, posted session; then a quorum of the members must
vote by roll call to go into executive session. As a courtesy to the press and public, the
meeting notice often states that a motion to go into executive session will be considered.
At the time of a vote to close a meeting, the presiding officer must state whether the
board will reconvene the meeting in open session. In this way, a decision to close the
meeting cannot be used to eliminate the public from subsequent deliberations on topics
that are not subject to executive session.
These requirements are often ignored by a chairperson who declares the meeting closed
rather than calling for a motion and a roll call vote. Such violations have been sometimes
declared nil nisi; that is, doing no appreciable harm to the outcome. However, they
do serve to erode public confidence in the board. Taking the time to propose, discuss, and
vote on a motion for executive session will validate the work of the public body.
At the time of the vote to close the meeting, the chairperson must also give a reason
for using executive session. The reason must be one of the nine allowed by the law (see below), and it must be related to the matter
to be discussed. If the reason is invalid, the board can be charged with fraudulent use of
executive session.
As a matter of practice, votes to go into executive session are usually unanimous.
Strenuous objection on the part of even one member is sometimes enough to keep a meeting
open. If closing the session is controversial, it can lead either to leaks to the press by
the dissenter, or to charges of holding a fraudulent executive session. A member of a
board who believes that an executive session is unwarranted can bring a complaint directly
to the district attorney.
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Reasons for Executive Session
When voting to close a session, the board must give one of a list of specific reasons
for doing so. Local boards have nine possible reasons for choosing executive session;
state and county boards have only the first seven reasons and a narrower collective
bargaining exemption that does not include bargaining with non-union employees. The reason
for these differences is that amendments to the law governing cities and towns were not
consistently applied to the state and country chapters (Chapter 30A,
Sections IIA, IIA-1/2, 11B, and IIC; and Chapter 34, Section 9, respectively).
Here is the list of exemptions that applies to local governmental bodies:
- to consider reputation,
character, and health, but not the professional competence, of a particular individual
- to consider dismissal or discipline of an
employee or public official
- to consider strategy relating to collective bargaining or
litigation if the board will be disadvantaged by open deliberations, and to conduct
negotiations of contracts with union and non-union employees
- to consider deployment of security measures
- to consider charges of criminal
misconduct
- to consider purchase, lease, or value of
real property, if the board will be disadvantaged by open deliberations
- to comply with other laws, both federal and state
- to screen candidates for employment
if an open meeting will have a detrimental effect in obtaining qualified candidates
- to conduct mediation of disputes with other
parties.
It is important to keep in mind two general purposes for executive session: first, to
protect the rights of individuals who are under scrutiny, and second, to allow public
bodies to negotiate labor contracts, purchase real estate, recruit applicants for a
position, or respond to legal actions when they would be handicapped by open proceedings.
Given the intent of the law, boards would not be required to include as part of the reason
for closing the session the name of the individual being discussed or the parcel of land
being considered for purchase. However, the board might be challenged to show that it
would be at a disadvantage in a bargaining situation, or to specify what kind of legal
action or what other law is involved.
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Consideration of
Reputation, Character, and Health
When matters of a sensitive, personal nature are under discussion, a committee may go
into executive session. The person(s) under discussion must be notified in writing at
least 48 hours in advance of the meeting. They may attend the meeting, address the
committee, and have counsel present to assist them. And at their request, the meeting may
be open.
During deliberations on whether to rehire a public official, the separation of
professional competence from character and reputation can be a difficult knot to untie.
Evaluation of job performance depends on both, and they have been declared to be
inseparable for teachers by one superior court judge in a nonbinding decision. School
committees, when evaluating administrators, have used closed sessions to consider specific
comments and criticisms that arise from an evaluation. However, discussion of professional
competence is a public matter, which must be held in open session.
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Firing and Disciplinary Action
Consideration of disciplinary action nearly always takes place in executive session,
though an individual who is the subject of such a procedure may request that the meeting
be open. If there is no law or contract to the contrary, the request for an open session
must be honored.
Like those whose reputation, character, and health are under consideration, the person
subject to discipline must be notified in writing at least 48 hours in advance, may have
counsel present, and may speak on behalf of her/himself at the meeting. The lawyer is
there to advise the client, not to address the committee.
The conduct of disciplinary hearings is often determined by personnel or union
contracts. Any public body would do well to consult town counsel before holding a closed
disciplinary meeting. There are other laws and contracts that may be relevant, and there
are the conflicting interests of the employee and the governmental body to be considered.
The following scenario is not unusual: A public employee is accused of serious
malfeasance. A closed meeting is held to consider dismissal. The employee attends
accompanied by a lawyer. They threaten to sue if the employee is fired. The board then
calls another closed meeting to consider the matter without the presence of the employee,
and this time the reason given is litigation. Having decided what their strategy will be
with regard to the threatened suit, the board can then go back to holding a disciplinary
meeting with the employee.
How much of the record and the outcome of meetings to consider disciplinary action is
eventually made public is a very sensitive question. The Supreme Judicial Court has held
that minutes of an executive session to consider dismissal and related litigation must be
released when the dismissal has taken place and litigation is no longer pending,
regardless of whether the public body had agreed not to make such minutes public.
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Litigation Strategy
A governmental body may use executive session to consider strategy related to ongoing
or directly threatened litigation if open discussion on this matter may have a detrimental
effect on the bodys litigating position. They cannot use the litigation exemption to
protect themselves from a potential or imagined suit. Litigation has been the reason given
for closed sessions in which a deal is made with potential litigants. This is an egregious
violation of the intent of the law. The litigation exception can only be used when the
bodys litigation position would be compromised. A committee's consultation with
counsel cannot be held in closed session unless this is related to ongoing or pending
litigation, labor contract negotiations, or purchase of real estate.
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Collective Bargaining
The collective bargaining exemption applies not just to strategy, but also to the
negotiations themselves. The law also exempts contract negotiations with non-union
personnel. This exemption has been amended many times, and parts of it are unclear. The
body must be able to show that it might be disadvantaged by an open consideration of
strategy with regard to collective bargaining. The contract negotiations themselves,
whether with union or non-union personnel, can be shielded from public view without this
restriction. The presumption appears to be that the bargaining process will be more
flexible if it is closed.
Case law has also expanded the application of this exemption. Grievances under a union
contract may be discussed in closed session for reason of collective bargaining. (The
procedure for such a meeting is presumably spelled out in the union contract.)
Consideration of staff reductions if it impinges upon upcoming union negotiations can be
exempted in this way.
There are other state laws that govern the collective bargaining process. The provision
that prohibits interference by any outsider in the bargaining process may serve to
-reinforce the secrecy of this process. However, some public bodies have negotiated
contracts in open session, while others have reported to the public on the progress of
negotiation and the implications of proposed contract changes.
The public body's vote on a contract under this exemption and the adopted contracted
itself are public information. The minutes of these closed sessions may be withheld for a
time.
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Security Measures
This exemption relates to matters that would normally be privileged: working of alarm
systems, disposition of security personnel for a specific occurrence, and the like. The
staffing of the police department is a public policy matter that would be considered in
open session.
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Investigation of Criminal Complaints
This exemption is fraught with legal difficulties since the governmental body is
neither a law enforcement agency nor a judicial entity. Consequently the open meeting law
does not show how to deal with the due process rights of any potential defendant. Most
boards use the discipline/dismissal reason for executive session and avoid this one.
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Purchase or Lease of Real Estate
Here again, in order to exempt a meeting from the requirement to be open, the committee
must be able to show that it would be disadvantaged in a bargaining situation. If a board
of health is considering relocating the town dump on another piece of public property,
this exemption could not apply. If the school committee is considering purchasing a site
for the new school, it could apply.
The sale or lease of surplus public property is nearly always an open process where the
interests of the community (presumably good planning and maximum yield) are served by
public participation and understanding, not by closed sessions. However, the pricing of
such property could conceivably be a reason for closed session. The process for
disposition of town or city property is often determined by town bylaws or city
ordinances.
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Other Laws
The state's Privacy Act, sometimes in combination with the Public Records Law and the
Fair Information Practices Act, is occasionally used as a reason to close a meeting. The
Privacy Act (Chapter
214, Section IB)
states simply that a person shall have a right against unreasonable, substantial, or
serious interference with his privacy. The Public Records Law (Chapter 4, Section 7, Subsection 26)
defines certain kinds of information as confidential. This includes medical records, some
personnel files, and any other material the disclosure of which may constitute an invasion
of privacy. This has been defined by the courts to include marital status, welfare
payments, medical condition, family disputes, and reputation. The Fair Information
Practices Act (Chapter
66A) regulates the use of personal information gathered by governmental agencies. It
limits its use and gives the subject person the right to review and correct the record.
Housing authorities make frequent use of this combination of laws to hold closed
sessions to discuss the eligibility of potential tenants or problems with existing
tenants.
Other state laws can be used as a reason for executive session. For instance, the
statute that describes the procedure for dismissing a teacher has been used to close a
meeting, despite the request on the part of the employee that the dismissal proceeding be
held in open session.
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Screening Applicants for Employment
This exemption allows executive sessions to be used for initially screening or
interviewing candidates for employment. It applies specifically to a screening committee
or subcommittee appointed by a public body and applies only to the initial screening and
interviewing process, not to subsequent interviews and narrowing of the shortened list of
applicants, and not to considerations of procedure, criteria, calendar, and budget.
This provision has been used in the following way in the case of a school committee
seeking a new superintendent. The school committee appoints a screening committee to
recommend candidates. In open session, the school committee determines such things as what
the budget for the search will be, whether to hire a consultant, what sorts of recruiting
they will pay for, whether to encourage inside candidates and the number of semifinalists
they are willing to consider. The screening committee posts notices of its meetings,
begins each meeting in open session and votes to go into executive session only for
initial screening and interviewing of applicants.
Site visits and social occasions are important ways of finding out about candidates.
These are informal meetings, and not subject to the open meeting law. Members of public
bodies would do well to avoid any deliberation or official business on such occasions.
In any case, the interviews with semifinalists and the decisions about how to narrow
this list and whom to hire must be held in open session. Board members should bear in mind
that hiring decisions are among the most important ones they will ever make. District
attorneys have stated that deliberations about who is to be hired are, by definition,
about professional competence and must be held in open session. Public deliberation on the
final choice can generate more thorough scrutiny of candidates, more accountability of
board members, and better public acceptance.
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Mediation of Disputes
A governmental body can also use executive session to meet with a professional mediator
in an attempt to resolve-disputes with another party, such as litigation or business
disagreements. Before it can do this, however, it must decide to mediate in open session,
disclosing the parties and issues involved, and the purposes of mediation. The
governmental body must also be in open session when it acts on any issue that was subject
of mediation. The body need not be able to show that it is disadvantaged by holding an
open session.
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Closed Meetings as an Option
Not a Requirement
The nine reasons that may be used for executive session should not be considered
imperatives to close. Even in some cases when a public body has a reason to close a
meeting, it may deliberate the matter in open session. Agreements to purchase park
property have been worked out publicly because the board wanted to promote public
comprehension and support. Some decisions related to collective bargaining that could be
considered in closed session may be handled in open session, possibly strengthening the
committee's bargaining position through greater public understanding.
Public officials should keep in mind that the burden of proof rests on them to
demonstrate that one of these reasons does indeed apply when using executive session.
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Records of Executive Sessions
Aboard operating in executive session must keep minutes of the proceedings. These
minutes should be similar in nature to the minutes of open session, except that all votes
in executive session must be by roll call. (The record of the reason for closed session
and the roll call to close the session are part of the open minutes.)
The minutes of executive sessions may remain closed to the public as long as the reason
for closing the meeting remains valid. If the reason no longer applies, the committee must
vote to release them to the public. They may do so spontaneously or upon request. When
minutes of a closed session are released to the public, other information used at that
session do not necessarily become public. Personnel files, for instance, are always
confidential.
If there is a question whether withholding these minutes is still valid, it can be
answered by one of the attorneys in the Public Records Division,
Office of the Secretary of the
Commonwealth, Room 1709, One Ashburton Place, Boston 02108, (617) 727-2832. The
attorney will decide if these records should be released, and has the power to order the
governmental body to do so. (See Minutes and
Other Public Records.)
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How to Complain About Violations
Anyone, that is a member of the public, press, or government, may complain to the
district attorney (of the county where the alleged violation occurred-- see appendix) concerning violation of the open
meeting law. Such a complaint, being a formal legal action, must be in writing. It should
be as specific and complete as possible. Time and place of the meeting, people present,
action taken, whether it was taped, related records, and news clippings should all be
included when possible. It is a good idea to telephone the district attorney in advance of
sending the complaint to find out what information is particularly important.
Complaints about governmental bodies at the state level should go to the Civil Rights
Division, Office of the Attorney
General, One Ashburton Place, Boston 02108, (617) 727-2200.
Reporters operating under the pressure of deadlines often telephone their complaints.
Enforcement officials can try to answer questions and begin to seek information in
response to a telephone call, but cannot take formal action unless the complaint is put in
writing.
Most of the district attorneys will send a copy of the complaint to the public body
within one week of its receipt. The complainant as a courtesy may send a copy to the
board, but it is not good practice, except in the case of friendly minor queries, to
inform the body in question before filing a complaint. Only the district attorney
(or Attorney General or the court) can settle the difference between the plaintiff and the
offending group; premature wrangling or negotiation will only serve to muddy the issues.
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When to Complain About Violations
Those who are concerned about open meeting law violations must make an immediate
decision about whether to take legal steps. It will take the district attorney or Attorney
General at least two weeks to determine whether a violation has occurred, decide whether a
suit will be necessary, and prepare the papers to be filed. In order for a court to
invalidate actions that were improperly taken, the suit must be filed within 21 days of
such action becoming public. Moreover, since the ongoing work of the governmental body may
be enjoined or delayed, the complainant should act as swiftly as possible.
Here are some of the situations that should prompt an immediate, formal complaint:
potential violations relating to an issue of great consequence, a pattern of excluding the
public, inadequate records, inadequate bookkeeping, and when the clout of a public
prosecutor or the courts is needed to settle the issue. When the situation is serious, it
is better to complain repeatedly than to store up a list of potential violations.
There are many minor violations of the open meeting law that do not fit the profile
above. The concerned citizen can often correct these sporadic oversights by a verbal
inquiry or a short note to the committee chairperson.
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Heading Off Trouble
At the inception of each new governmental body or each new session of an existing
board, the open meeting law should be mentioned as part of the rules of operation. The
city or town clerk must present every member with a copy of the law, and each must sign a
receipt for it. If this is not done, board members should inquire about the application of
the law. Signed copies of these receipts are public documents and should be available -t
the town clerk's office for public inspection. A copy of the law can be obtained from the Public Records Division,
Room 1701, One Ashburton Place, Boston 02108, (617) 727-2832. Be sure to specify which law
is needed. Chapter 39,
Sections 23A, 23B, and 23C applies to cities
and towns.
Public boards can consult town counsel or the district attorney before deliberating on
sensitive matters that may merit executive session. Several district attorneys publish
open meeting guidelines. The most complete of these explanations of the law is the one
prepared by the District Attorney of Middlesex County (see appendix).
Scrupulous attention to the notice requirements will help build public trust. The
person responsible for the notice board should make copies of the notices and post them
immediately. Then the original copies should be time stamped and filed as part of the
public record. The notice board should be checked to see that meeting notices have not
been prematurely removed. A locked notice board is a good way to ensure against this.
Members of the press and public will certainly be checking the notice board. They can
also ask to see the file of the original notices, and signed receipts of the law, inquire
in advance of any crucial action whether a certain board is covered by the law or elects
to abide by it, and seek advice from the district attorney.
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Where Problems Arise
Administrative duties are harder to perform in the open than policy making and
legislation. Small boards with administrative responsibilities, very little controversy
among members, and a modicum of group loyalty are the ones most likely to run afoul of the
open meeting law. When the law was first implemented 20 years ago, there was outright
obstruction on the part of some of these groups. By now, most of them have learned to
operate under the law, and many welcome the increased public attention
Sometimes governmental bodies have very compelling reasons of their own to violate the
open meeting law. There have been cases of serious malfeasance and conflict of interest
that have come to light through the enforcement of this law.
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Enforcement and Sanctions
A frequent method of resolving open meeting complaints is a negotiated settlement. This
takes the form of an agreement between the body in question and the district attorney.
Usually the board agrees to stop whatever action is in question and agrees not to do it
again, in exchange for no blame or further prosecution. For open meeting law zealots this
may seem an unsatisfactory solution because there is no established wrongdoing; it is a
kind of no-fault enforcement.
The district attorney also has the option of issuing an opinion letter that states the
findings in a specific case. If the law has been violated, the remedies are also laid out.
The offending body will be required to conform to the law, may be enjoined from acting
upon decisions taken improperly, and may be required to repeat deliberations and decisions
in properly open session.
If a board seems unlikely to come to agreement or to comply with orders, the
enforcement official can file suit in court.
An alternative method of taking legal action is a three-citizen suit. Any three
registered voters may bring suit directly before a court. Such an action means hiring an
attorney to bring the case. Hence these suits are often sponsored by a public union or
other institutional interest. They are also used by groups of citizens who have reason to
believe that the district attorney will not take their view of the case. Only when there
is a real difference in the interpretation of the law and the will to test the difference
does the case get to court.
If a court finds that a violation has occurred, it may void the action of the public
body, providing the suit was filed within 21 days of the time that the alleged violation
was made public. Regardless of when the suit is filed, the court can order that the law
not be violated in that way again and has the power to fine and to assign court costs to
the offending body. The fine can be up to $1,000 for each meeting in violation of the law.
Public bodies have been ordered to pay attorney's fees for complaints against them.
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Implementing the Letter and Spirit
Twenty years of experience with the open meeting law in Massachusetts have established
it as the way of doing the public's business. In this period, amendments to the law have
expanded the exemptions, and refined its operation somewhat more stringently. Amendments
have established the rights of individuals who are the subject of a closed meeting, the
requirement to have roll call votes in executive session, and the requirement to release
minutes of executive sessions when the reason for closing the session is no longer valid.
Case law, on the other hand, has narrowed its application while consistently upholding its
purpose and requirement that the governmental body supply the burden of proof.
Violations of the open meeting law are frequent, but the opportunities for violation
are infinitely greater. Over the past 20 years, a number of public bodies formerly
operating in a dim limbo have been exposed to the sunshine of required open meetings. Many
public officials strongly prefer the standard of openness prescribed by the law to the
ambiguity they previously suffered. For the most prominent governmental bodies, the law
has imposed a consistent standard of operation. Some officials argue that the law is
inconvenient and stifling, saying that it has taken decision making away from public
boards and driven it down to a bureaucratic level of government where it can be kept
confidential. Others maintain that the requirements of the law have enhanced public
understanding. Public officials who understand the law in detail and know how to use it do
not find it onerous.
The open meeting law and the public information act have been a tremendous asset for
citizens, the press, and civic organizations. These laws not only empower the public, but
also increase understanding of government. However, the benefits of increased
accountability of public officials and public information only accrue when the public is
watching. Observation of public meetings should be part of what local organizations do.
Friends of the library should attend meetings of the library trustees; environmental
groups should watch conservation commissions and boards of health; parent-teacher
organizations should attend school committee meetings. Members of the press and observers
from the League of Women Voters continue to monitor many
governmental meetings.
The open meeting law is an important instrument of informed citizen participation in
government. This statute is sometimes ignored and misunderstood, but where it is
consistently employed it works well. Its fullest implementation depends not on government
but on the active involvement of citizens.
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District Attorneys Offices
Berkshire
7 North Street
P.O. Box 1969
Pittsfield, MA 01201
(413) 443-5951
Bristol
888 Purchase Street
New Bedford, MA 02740
(508) 997-0711
the Cape and the Islands
(Barnstable, Dukes and Nantucket Counties)
P.O. 455 Barnstable, MA 02630
(508) 362-8113
Essex
Museum Place
2 East India Square
Salem, MA 01970
(978) 745-6610
Hampden
Director of Operations
Hall of Justice
50 State Street
Springfield, MA 01103
(413) 747-1013
Middlesex
40 Thorndike Street
Cambridge, MA 02141
(617) 494-4077
Norfolk
360 Washington Street
P.O. Box 309
Dedham, MA 02027
(617) 329-5440
Northwestern District
(Franklin and Hampden Counties)
1 Gleason Plaza
Northampton, MA 01060
(413) 586-9225
Plymouth
32 Belmont Street
P.O. Box 1665
Brockton, MA 02403
(508) 584-8120
Suffolk
One Bulfinch Place
Boston, MA 02114
(see website for local numbers)
Worcester
Worcester County Court House
2 Main Street
Worcester, MA 01608
(508) 798-0826
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Additional information
A Review of the Provisions of the Massachusetts Public Records Law, Supervisor
of Public Records, One Ashburton Place, Boston, (617) 727-2832. The Massachusetts public
records law and how it works.
Open Meeting Guidelines, Middlesex County District Attorney's Office, 40 Thorndike
Street, East Cambridge, 1993. (617) 494-4077/4050. This extensive description of the law's
requirements incorporates much of the case law.
The Open Meeting Law, Plymouth County District
Attorney's Office, 32 Belmont Street, P.O. Box 1665, Brockton. (508) 584-8120. Another
thorough review of the law.
Other district attorneys publish similar, but briefer, guidelines.
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